Operating mainly in the United Kingdom Arden Partners is an institutional stockbroking company. Its business consists of corporate finance, equity research, equity sales and market making activities.

The Group provides broking services to, and advises on a range of corporate finance transactions for, medium and small cap companies in the UK markets and is subject to the UK City Code on Takeovers and Mergers.

Corporate Finance and Corporate Broking - a core business area for the Company, the team specialises in advising medium and small cap companies across a broad range of industry sectors.

Sales, Trading and Market Making - established in order to facilitate the Company's institutional clients' agency transactions.

Research - focus is predominantly, but not exclusively, on medium and small cap companies listed or trading on the UK equity capital markets.

As a client of Arden, should you have a complaint in relation to our services, please address this to the Director of Compliance, at 125 Old Broad Street, London EC2N 1AR.  In the unlikely event that we are unable to resolve your complaint, or if you remain dissatisfied, you may also complain directly to the Financial Ombudsman Service who can be contacted on 0845 080 1800 or at www.financial-ombudsman.org.uk.